Playbook/Handoff to Processing/Submit processing handoff form

Submit processing handoff form

Outlook or Teams message to Hunter and Danielle — use the Pass to Processing form.

PHASE 4·Owner: Loan Officer·Status: draft
Loan Officer

Overview

The handoff is the formal moment a loan moves from LO ownership into the processing pipeline. Disclosures are out (see the previous phase) — now the LO hands the file to Hunter and Danielle, who begin working it in parallel: Hunter on everything borrower-facing, Danielle on everything back-office.

A good handoff transfers everything the team needs to run without calling you: lender, close date, appraisal status, HOI situation, lock status, what docs are in and what's outstanding, and any file-specific notes. A bad handoff is a one-line "new file for you" that generates four clarifying questions before anyone can start.

How it works today

Today the handoff is a message the LO sends directly to Hunter and Danielle — via Outlook or Teams.

The standard for what that message must contain, regardless of how you compose it:

  • Borrower name(s) and Arive loan number
  • Transaction type and lender
  • Estimated close date
  • Property address and vesting
  • Appraisal status — not needed / not yet ordered / already ordered, plus due dates and payment-link status if ordered
  • HOI status — has a provider (with agent info) or needs a quote
  • Rate lock status — locked (rate, expiration) / floating / pending
  • Documents received vs. still outstanding — this becomes Hunter's chase list
  • VOEs needed or not
  • Anything special — credit repair flags, new construction, borrower circumstances

Use the Pass to Processing form

A Pass to Processing web form exists that collects all of the above and generates a formatted, role-split email — Danielle's tasks and Hunter's tasks in separate sections — ready to copy into Outlook. This is the standard. Adoption is inconsistent today, and that inconsistency is exactly why files start with missing information. If you're handing off a file, use the form: it's faster than composing from scratch and it can't forget a field.

Confirm receipt

Hunter and Danielle are expected to confirm receipt of every handoff — a simple reply. This is inconsistent today; make it consistent. An unconfirmed handoff is a file that might be sitting unowned, and nobody knows.

Once Pipeline Manager ships: the handoff moves in-app. The LO opens their pipeline view, hits Pass to Processing on the loan row, fills the same fields in a modal (with a required processor selection), previews the punch list, and confirms. Tasks generate automatically for Hunter and Danielle, their queues populate within seconds, and the queue itself becomes the notification — no email, no Teams message, no receipt-confirmation problem. The email/Teams channel stays available as a fallback during the transition, but the queue becomes the system of record for "what do I work next."

When to hand off

The trigger: initial disclosures are sent and the file is real — under contract (purchase) or committed (refi). Handing off before disclosures means the team starts working a file the LO still owns; handing off long after means Hunter's 48-hour Pre-W clock starts late on a file whose contract clock is already running.

Common issues

The freeform handoff

"Sending you the Johnson file" with nothing else. Every missing field above becomes a question, a delay, or — worse — an assumption. Use the form.

No receipt confirmation

The LO thinks the file is being worked; Hunter never saw the Teams message. Days pass. Confirm receipt, every file — and LOs, if you haven't gotten a confirmation within a business day, chase it.

Handing off with stale Arive data

The handoff message says locked, Arive says floating. The team works from Arive — make sure Arive reflects reality before you hand off.

Updates after the handoff

Something changed — new close date, appraisal ordered, lock executed? Update Arive and message Hunter and Danielle directly. Don't re-send a full handoff.

What happens next

Hunter starts his Pre-Underwriting Review — first review within 48 hours. Danielle begins file setup in parallel. From here the file has three owners working their lanes: Hunter borrower-facing, Danielle back-office, LO available for decisions routed to them.

Who to ask if you're stuck

Form not loading or acting up: Bryce.
What to include for an unusual file: ask Hunter or Danielle what they'd want to know.

Last reviewed: May 2026·Maintained by: Bryce